Viresh Joshi, a former chief trader and fund manager of Axis Mutual Fund, has been arrested under the anti-money laundering law in a case linked to alleged cheating of investors to the tune of Rs......
To ensure seamless settlement of funds and convenience to investors, Sebi on Thursday said stock brokers should maintain current accounts in appropriate number of banks for holding clients' funds.......
The exchanges have also revised the instances which will be considered a technical glitch excluding instances where the broker is not at fault. IMAGE: Kindly note that this image has been posted......
The rise of algorithmic and high-frequency trading brings efficiency but also demands robust risk controls, real-time monitoring and compliance safeguards, Securities and Exchange Board of India......
Cautioning investors against keeping funds and securities idle with a broker, the exchange said securities provided by them towards margin should not be permitted to be pledged by the brokers for......
The Securities and Exchange Board of India (Sebi) has warned stock brokers against forcing clients to give a power of attorney (PoA) in their favour for operating client accounts. Sebi said stock......