Stock Broker Client Account

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Former Axis fund manager held for cheating investors

Viresh Joshi, a former chief trader and fund manager of Axis Mutual Fund, has been arrested under the anti-money laundering law in a case linked to alleged cheating of investors to the tune of Rs......

Settlement of funds: Sebi's advice to stock brokers

To ensure seamless settlement of funds and convenience to investors, Sebi on Thursday said stock brokers should maintain current accounts in appropriate number of banks for holding clients' funds.......

Stock exchanges ease technical glitch norms for brokers

The exchanges have also revised the instances which will be considered a technical glitch excluding instances where the broker is not at fault. IMAGE: Kindly note that this image has been posted......

As algo trading rises, Sebi chief urges stronger risk controls

The rise of algorithmic and high-frequency trading brings efficiency but also demands robust risk controls, real-time monitoring and compliance safeguards, Securities and Exchange Board of India......

NSE cautions investors over PoA with stock brokers

Cautioning investors against keeping funds and securities idle with a broker, the exchange said securities provided by them towards margin should not be permitted to be pledged by the brokers for......

Sebi warns brokers on forcing clients to give PoAs

The Securities and Exchange Board of India (Sebi) has warned stock brokers against forcing clients to give a power of attorney (PoA) in their favour for operating client accounts. Sebi said stock......

Stock Broker Client Account

News for Stock Broker Client Account

Former Axis fund manager held for cheating investors

Settlement of funds: Sebi's advice to stock brokers

Stock exchanges ease technical glitch norms for brokers

As algo trading rises, Sebi chief urges stronger risk controls

NSE cautions investors over PoA with stock brokers

Sebi warns brokers on forcing clients to give PoAs

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