rediff.com

NewsApp (Free)

Read news as it happens
Download NewsApp

Available on  

Rediff News  All News 

Finra

Rediff.com  »  News  »   Finra

  News for Finra

  • Business

FINRA fines Citigroup in stock borrow programme

The Financial Industry Regulatory Authority has fined Citigroup $650,000 for violation of disclosure and supervisory norms involving a stock borrow programme.In its first enforcement action......

Wall Street to have new circuit breakers

The US market regulators have proposed new restrictions to rein in volatility of individual stocks, a move that comes after the Wall Street crashed due to severe volatility in the shares of certain......

Citigroup to pay $6,00,000 fine

Citigroup will have to pay $6,00,000 in fine to an US regulator for providing derivative transactions as that helped foreign clients avoid paying billions of dollars in taxes on dividends, a media......

How to find the right financial advisor

When many people think of the term "financial advisor", they picture a stressed out Wall Street type sitting behind a computer or telephone placing buy and sell orders and attempting to make their......

7 lessons to learn from a market downturn

You can never really understand investing until you weather a market downturn. The valuable lessons learned can help you through the bad times and can be applied to your portfolio when the economy......
  Web results for Finra
MSRB and FINRA to Host Webinar on Proposals to Provide Pricing Reference Information to Investors

Contact: Jennifer A. Galloway, Chief Communications Officer (703) 797-6600 MSRB AND FINRA TO HOST WEBINAR ON PROPOSALS TO PROVIDE PRICING... ...

http://www.pressreleasepoint.com/msrb-and-finra-host-webinar-proposals-provide-pricing-reference-information-investors
Joseph Reed Joins Shopoff Realty Investments as Vice President, Land Acquisition

Custom Search Joseph Reed Joins Shopoff Realty Investments as Vice President, Land Acquisition GlobeNewswire 2014-11-25 IRVINE, Calif.,... ...

http://www.bizwireexpress.com/showstoryGNW.php?storyid=51916
Guzman & Company Ranked One of the Nation's Top Institutional Brokers

GlobeNewswire 2014-11-25 Coral Gables-Based Firm Ranks #7 Amongst Industry's Top Broker-Dealers for Superior Execution CORAL... ...

http://www.bizwireexpress.com/showstoryGNW.php?storyid=51909
Guggenheim Credit Allocation Fund Modifies Certain Non- Fundamental Investment Policies

Custom Search Guggenheim Credit Allocation Fund Modifies Certain Non- Fundamental Investment Policies GlobeNewswire 2014-11-25 CHICAGO,... ...

http://www.bizwireexpress.com/showstoryGNW.php?storyid=51869
mCig Inc. Obtains FINRA Approval for VitaCig, Inc. Dividend and Spinoff -- Ex Dividend Date Set for November 25, 2014

Custom Search mCig Inc. Obtains FINRA Approval for VitaCig, Inc. Dividend and Spinoff -- Ex Dividend Date Set for November 25, 2014... ...

http://www.bizwireexpress.com/showstoryGNW.php?storyid=51861

Related Tags


  1. gujarat
  2. bjp
  3. india
  4. lok sabha
  5. supreme court
  6. upa
  7. bharatiya janata party
  8. congress
  9. new delhi
  10. united progressive alliance
  11. ahmedabad
  12. sonia gandhi
  13. nda
  14. rahul gandhi
  15. rajnath singh
  16. nitin gadkari
  17. delhi
  18. manmohan singh
  19. bihar
  20. national democratic alliance
  21. jd-u
  22. nitish kumar
  23. rashtriya swayamsevak sangh
  24. uttar pradesh
  25. photo
  26. advani
  27. central bureau of investigation
  28. rss
  29. janata dal-united
  30. ips

Related Pages


finra
financial compliance training

Learn banking and financial services...
1 Followers

finra
Know Your Customer

MyComplianceOffice provides Financial...
1 Followers

Top Coverage News


Coming to India and making

Success in manufacturing is not just about being cheap - cheap labour, cheap land, cheap power...
Broswe by: A B C D E F G H I J K L M N O P Q R S T U V W X Y Z