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FINRA fines Citigroup in stock borrow programme

The Financial Industry Regulatory Authority has fined Citigroup $650,000 for violation of disclosure and supervisory norms involving a stock borrow programme.In its first enforcement action......

Wall Street to have new circuit breakers

The US market regulators have proposed new restrictions to rein in volatility of individual stocks, a move that comes after the Wall Street crashed due to severe volatility in the shares of certain......

Citigroup to pay $6,00,000 fine

Citigroup will have to pay $6,00,000 in fine to an US regulator for providing derivative transactions as that helped foreign clients avoid paying billions of dollars in taxes on dividends, a media......

How to find the right financial advisor

When many people think of the term "financial advisor", they picture a stressed out Wall Street type sitting behind a computer or telephone placing buy and sell orders and attempting to make their......

7 lessons to learn from a market downturn

You can never really understand investing until you weather a market downturn. The valuable lessons learned can help you through the bad times and can be applied to your portfolio when the economy......
  Web results for Finra
Backroom battle imperils $230 million cryptocurrency venture

By Anna Irrera, Steve Stecklow and Brenna Hughes Neghaiwi ZUG, Switzerland/NEW YORK (Reuters) - Just three months ago, a tech project called Tezos... ...

http://www.sify.com/finance/backroom-battle-imperils-230-million-cryptocurrency-venture-news-others-rkteh5fcdfgcd.html
JPMorgan launches new algo-driven 'dark pool' for stocks

By John McCrank NEW YORK (Reuters) - JPMorgan Chase & Co has begun trading on a new private stock trading venue, or "dark pool," that lets its... ...

http://www.sify.com/finance/jpmorgan-launches-new-algo-driven-dark-pool-for-stocks-news-others-ripcvobegjfgc.html

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