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FINRA fines Citigroup in stock borrow programme

The Financial Industry Regulatory Authority has fined Citigroup $650,000 for violation of disclosure and supervisory norms involving a stock borrow programme.In its first enforcement action......

Wall Street to have new circuit breakers

The US market regulators have proposed new restrictions to rein in volatility of individual stocks, a move that comes after the Wall Street crashed due to severe volatility in the shares of certain......

Citigroup to pay $6,00,000 fine

Citigroup will have to pay $6,00,000 in fine to an US regulator for providing derivative transactions as that helped foreign clients avoid paying billions of dollars in taxes on dividends, a media......

How to find the right financial advisor

When many people think of the term "financial advisor", they picture a stressed out Wall Street type sitting behind a computer or telephone placing buy and sell orders and attempting to make their......

7 lessons to learn from a market downturn

You can never really understand investing until you weather a market downturn. The valuable lessons learned can help you through the bad times and can be applied to your portfolio when the economy......
  Web results for Finra
Now, Artificial intelligence to help catch stockmarket cheats

Artificial intelligence programs have beaten chess masters and TV quiz show champions. Next up: stock market cheats. Two exchange operators have... ...
Aeris to Present at 4th Annual Internet of Things Summit Chicago

GlobeNewswire 2016-10-28 With more than 500 expected, IoT Summit to highlight IoT technology, implementation and investment occurring in Midwest... ...
John Hancock Retirement Plan Services Appoints Joseph Gallagher Director, Taft-Hartley ERISA Consultant

BOSTON , Oct. 27, 2016 /PRNewswire/ -- John Hancock Retirement Plan Services has named Joseph Gallagher director, Taft-Hartley ERISA consultant. He... ...
Willis Capital Markets & Advisory hires Senior Vice President in Europe

GlobeNewswire 2016-10-27 LONDON, Oct. 27, 2016 (GLOBE NEWSWIRE) -- Willis Towers Watson, (NASDAQ:WLTW), the leading global advisory, broking and... ...
Vanderbilt Financial Group introduces new Impact Investing Think Tank, Impact U, at Annual Sales and Compliance Meeting

From the Wires Vanderbilt Financial Group introduces Impact U, an online collaborative community dedicated to educating financial advisors,... ...

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