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FINRA fines Citigroup in stock borrow programme

The Financial Industry Regulatory Authority has fined Citigroup $650,000 for violation of disclosure and supervisory norms involving a stock borrow programme.In its first enforcement action......

Wall Street to have new circuit breakers

The US market regulators have proposed new restrictions to rein in volatility of individual stocks, a move that comes after the Wall Street crashed due to severe volatility in the shares of certain......

Citigroup to pay $6,00,000 fine

Citigroup will have to pay $6,00,000 in fine to an US regulator for providing derivative transactions as that helped foreign clients avoid paying billions of dollars in taxes on dividends, a media......

How to find the right financial advisor

When many people think of the term "financial advisor", they picture a stressed out Wall Street type sitting behind a computer or telephone placing buy and sell orders and attempting to make their......

7 lessons to learn from a market downturn

You can never really understand investing until you weather a market downturn. The valuable lessons learned can help you through the bad times and can be applied to your portfolio when the economy......
  Web results for Finra
Pimco Is in a Race to Keep Investors After Bill Gross Exits -- Update

By Gregory Zuckerman and Kirsten Grind Executives at Pacific Investment Management Co. hit the phones Monday in a campaign to persuade clients to... ...

http://in.advfn.com/p.php?pid=nmona&article=63852775
Gary Williams Signs at Greetings & Readings

PR.com 2014-09-29 Columbia, MD, September 29, 2014 --( PR.com )-- Gary Williams, Founder of Williams Asset Management in Columbia, MD, will be... ...

http://www.bizwireexpress.com/showstoryPRcom.php?storyid=357974
OTC Markets Group Welcomes H2O Innovation to OTCQX®

H2O Innovation Inc. (TSXV:HEO) Intraday Stock Chart Today : Monday 29 September 2014 NEW YORK , Sept. 29, 2014 /PRNewswire/ -- OTC Markets... ...

http://in.advfn.com/p.php?pid=nmona&article=63842833
TradeStation Enters Chinese Market Through Alliance With Guosen Securities Company Limited

Custom Search TradeStation Enters Chinese Market Through Alliance With Guosen Securities Company Limited GlobeNewswire 2014-09-29... ...

http://www.bizwireexpress.com/showstoryGNW.php?storyid=44186
Enhanced Reporting and Mac OS X Support Now Available with Lightspeed Trader

From the Wires Sep. 29, 2014 07:08 AM Lightspeed Trading, LLC, announced today that it has introduced an enhanced client reporting... ...

http://in.sys-con.com/node/3201428

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