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FINRA fines Citigroup in stock borrow programme

The Financial Industry Regulatory Authority has fined Citigroup $650,000 for violation of disclosure and supervisory norms involving a stock borrow programme.In its first enforcement action......

Wall Street to have new circuit breakers

The US market regulators have proposed new restrictions to rein in volatility of individual stocks, a move that comes after the Wall Street crashed due to severe volatility in the shares of certain......

Citigroup to pay $6,00,000 fine

Citigroup will have to pay $6,00,000 in fine to an US regulator for providing derivative transactions as that helped foreign clients avoid paying billions of dollars in taxes on dividends, a media......

How to find the right financial advisor

When many people think of the term "financial advisor", they picture a stressed out Wall Street type sitting behind a computer or telephone placing buy and sell orders and attempting to make their......

7 lessons to learn from a market downturn

You can never really understand investing until you weather a market downturn. The valuable lessons learned can help you through the bad times and can be applied to your portfolio when the economy......
  Web results for Finra
FinTech Acquisition Corp. II Announces Pricing of $153,000,000 Initial Public Offering

NEW YORK, Jan. 20, 2017 /PRNewswire/ -- FinTech Acquisition Corp. II (NASDAQ:FNTEU) (the "Company"), a blank-check company formed for the purpose... ...

http://www.itnewsonline.com/prnewswire/FinTech-Acquisition-Corp.-II-Announces-Pricing-of-$153000000-Initial-Public-Offering/471543
Quest Resource to Present at Noble Small Cap and Emerging Growth Investor Conference

From the Wires Jan. 19, 2017 07:00 PM THE COLONY, TX--(Marketwired - January 19, 2017) - Quest Resource Holding Corporation (NASDAQ: QRHC)... ...

http://in.sys-con.com/node/3990502
John Hancock Investments launches Market Intelligence app for iPad

BOSTON, Jan. 19, 2017 /PRNewswire/ -- John Hancock Investments today announced that Market Intelligence, an award-winning guide to the financial... ...

http://www.itnewsonline.com/prnewswire/John-Hancock-Investments-launches-Market-Intelligence-app-for-iPad/471427
Envestnet | Tamarac Deepens Integration with TD Ameritrade Institutional's Veo® Platform

Tamarac Advisor® Xi Suite Adds Straight-Through Processing of Trades directly from its trading application, Advisor Rebalancing CHICAGO, Jan.... ...

http://in.sys-con.com/node/3989914
OTC Markets Group Welcomes Spanish Broadcasting System to OTCQX

From the Wires Jan. 19, 2017 07:00 AM NEW YORK , Jan. 19, 2017 /PRNewswire/ -- OTC Markets Group Inc. (OTCQX: OTCM), operator of financial... ...

http://in.sys-con.com/node/3989737

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