Finra

Rediff.com » News » Finra

News for Finra

Business

FINRA fines Citigroup in stock borrow programme

The Financial Industry Regulatory Authority has fined Citigroup $650,000 for violation of disclosure and supervisory norms involving a stock borrow programme.In its first enforcement action......

Wall Street to have new circuit breakers

The US market regulators have proposed new restrictions to rein in volatility of individual stocks, a move that comes after the Wall Street crashed due to severe volatility in the shares of certain......

Citigroup to pay $6,00,000 fine

Citigroup will have to pay $6,00,000 in fine to an US regulator for providing derivative transactions as that helped foreign clients avoid paying billions of dollars in taxes on dividends, a media......

How to find the right financial advisor

When many people think of the term "financial advisor", they picture a stressed out Wall Street type sitting behind a computer or telephone placing buy and sell orders and attempting to make their......

7 lessons to learn from a market downturn

You can never really understand investing until you weather a market downturn. The valuable lessons learned can help you through the bad times and can be applied to your portfolio when the economy......

Web results for Finra

Zamansky & Associates LLC Files FINRA Arbitration for Investors Against Investors Capital Corporation

Zamansky & Associates LLC has filed a FINRA arbitration on behalf of several investors against brokerage firm, Investors Capital Corporation (ICC),... ...

http://www.bizwireexpress.com/showstoryPRWeb.php?storyid=629546

Silver Law Group Files Lawsuit Against Amerifirst Trading, Worth Group, WorldPMX, Sean McCabe and C. Leo Smith for the Misleading Sale of Precious Metals

(GLOBE NEWSWIRE) -- Silver Law Group (www.silverlaw.com) is pursuing claims against multiple precious metals firms for selling precious metals... ...

http://www.bizwireexpress.com/showstoryGNW.php?storyid=311104

Merrill Hires 6 Brokers From Wells Fargo, Morgan Stanley

Wells Fargo (NYSE:WFC) Intraday Stock Chart NEW YORK--Six financial advisers who in all manage more than $600 million in client assets have joined... ...

http://in.advfn.com/p.php?pid=nmona&article=57705238

Mizuho Securities USA Announces Investor Conferences on "Abenomics" and Implications for Global Markets

Mizuho Securities USA (MSUSA), the U.S. investment banking subsidiary of the Mizuho Financial Group (NYSE: MFG), has announced that it will host a... ...

http://www.andhranews.net/Business/2013/Mizuho-Securities-USA-Announces-Investor-Conferences-22586.htm

SecureBuy Fraud Prevention Technology Endorsed by Leading Online Trading Firm

(GLOBE NEWSWIRE) -- SecureBuy technology solutions now being used in the financial services industry provide a complete, yet customizable eCommerce... ...

http://www.bizwireexpress.com/showstoryGNW.php?storyid=311036

See All

Rediff News

Finra

News for Finra

FINRA fines Citigroup in stock borrow programme

Wall Street to have new circuit breakers

Citigroup to pay $6,00,000 fine

How to find the right financial advisor

7 lessons to learn from a market downturn

Top Coverage News

Indian Premier League - IPL 2013

Coverage: The Match-Fixing Episode II - spot-fixing trial

Sachin Tendulkar : Cup of praise overfloweth - Reactions

Complete coverage of Mumbai blasts

Decoding India’s Corruption Wars - Ajit Balakrishnan's Blog