By By | Reuters By Douwe Miedema WASHINGTON (Reuters) - The U.S. Financial Stability Oversight Council has closed the evidentiary record to... ...https://in.news.yahoo.com/fsoc-takes-next-step-metlife-systemic-review-190601761--finance.html
Washington D.C., Aug. 19, 2014 — The Securities and Exchange Commission today announced that its Office of Compliance Inspections and... ...http://www.pressreleasepoint.com/sec-announces-municipal-advisor-exam-initiative
CARLSBAD, Calif., Aug. 20, 2014 /PRNewswire/ -- On the 2nd anniversary of the SEC's final rule, thousands of publicly traded companies are still... ...http://www.itnewsonline.com/prnewswire/2nd-Anniversary-of-Conflict-Minerals-Rule-Brings-New-Challenges-for-Companies/338442
Auditors of brokers and dealers inspected in 2013 had a continued high number of independence findings and audit deficiencies, the Public Company... ...http://www.pressreleasepoint.com/third-progress-report-pcaob-inspections-broker-and-dealer-auditors-shows-continued-high-number-findi
Contact: Jennifer A. Galloway, Chief Communications Officer (703) 797-6600 MSRB REQUESTS COMMENT ON EXTENDING ITS PAY-TO-PLAY RULE TO... ...http://www.pressreleasepoint.com/msrb-requests-comment-extending-its-pay-play-rule-municipal-advisors
It's well-known that US traders are...